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ESOP Trustee Transaction Experience

The following is a representation of our recent ESOP Trustee Transaction Experience:

  • Multiple redemptions of common stock from non-ESOP shareholders, eventually resulting in S Corp ESOP owning 100% interest in the company – value of transactions was approximately $2,000,000.
  • Acquisition by ESOP of additional 10% of common stock held by majority owner – value of transaction was approximately $500,000.
  • Proposed acquisition of ESOP and majority owner shares by private equity firm (transaction was not consummated as private equity firm was unable to obtain sufficient financing) – value of transaction would have been approximately $8,400,000.
  • Acquisition of majority owner shares by ESOP, which resulted in ESOP owning 100% interest in the company – value of transaction was approximately $8,600,000.
  • Redemption by Plan sponsor (Company) of all of the outstanding shares held by the ESOP – value of transaction was approximately $6,000,000.












 

Contact27600 Chagrin Boulevard, Suite 200 | Cleveland, Ohio 44122
Phone: 216-464-7481 | Fax: 216-464-7581
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